These are links to relevant documentation from the various global bodies producing regulation and standards for the FX industry.
MiFID/MiFIR Legal Docs
Regulatory technical and implementing standards – Annex I
COMMISSION DELEGATED DIRECTIVE (EU) 2017/593 of 7 April 2016
COMMISSION DELEGATED REGULATION (EU) 2017/567 of 18 May 2016
COMMISSION DELEGATED REGULATION (EU) 2017/576 of 8 June 2016 (RTS information)
COMMISSION DELEGATED REGULATION (EU) 2017/583 of 14 July 2016 (Transparency RTS)
COMMISSION DELEGATED REGULATION (EU) 2017/585 of 14 July 2016 (Data standards and formats for financial instrument reference data supplementing MiFIR)
MiFID/MiFIR Publications
Guidelines Transaction reporting, order record keeping and clock synchronisation under MiFID
ESMA – Final draft RTS on the trading obligation for derivatives under MiFIR
MiFID II transitional transparency calculation
ESMA clarifies traded on a trading venue under MiFID II
Consumer Financial Services Action Plan: Better products and more choice for European consumers
ESMA issues implementing rules for package orders under MiFID II
ESMA writes to European Commission on MiFID II systematic internalisers operating broker crossing networks
ESMA revises MiFID standard on position reporting
ESMA issues briefing on transaction reporting requirements under MiFID II
MiFID II Directive 2014/65/EU
MiFIR Regulation (EU) No 600/2014
Best Execution application to UCITS management companies
Best Execution under MiFID
MiFID I Directive 2004/39/EC
MiFID Q&A:
ESMA Q&A on Investor Protection under MiFID II (10 November 2017)
ESMA Q&A on MiFIR data reporting (14 November 2017)
ESMA Q&A 0n MiFID II and MiFIR commodity derivatives topics (14 November 2017)
ESMA Q&A on MiFID II and MiFIR market structures topics (15 November 2017)
ESMA Q&A on MiFID II and MiFIR transparency topics (15 November 2017)
ESMA Q&A on MiFID II and MiFIR investor protection and intermediaries topics
PRIIPs
FCA’s disclosure rules following application of PRIIPs Regulation
Final draft regulatory technical standards (Page 60, Point 17 for FX)
PRIIPS Regulatory Technical Standards (RTS)
PRIIPS Regulation
Asset Management Report
Asset Management Market Study Final Report (MS 15/23)
FCA’s Asset Management Market Study Final Report (MS 15/2.3)
FCA publishes final report into asset management sector
Investment Managers still failing to ensure effective oversight of best execution
FX Global Code of Conduct
Update from November 14 GFXC meeting
GFXC Last Look Consultation
FX Global Code
Guy Debelle update on FX Global Code of Conduct
Global Code of Conduct for the Foreign Exchange Market
FX Global Code: Public Update on Adherence
Bank of England Reports
PRA: Implementation of MiFID II: Part 2
Banking Standards Board: Worthy of Trust? Law, ethics and culture in banking – opening remarks by Mark Carney
Fair and Effective Markets Review (FEMR) Final Report
Financial Conduct Authority (FCA)
MiFID II – Policy Statement II
MiFID II – Policy Statement I
MiFID II Overview
Principles for Business
Fines for FX Failings and Announcement of Remediation Programme
Thematic Review: Best Execution and Payment for Order Flow
Conduct of Business Sourcebook (COBS) 11.2 – Best Execution
MiFID/MiFIR Publications
MiFID II Directive 2014/65/EU
MiFIR Regulation (EU) No 600/2014
MiFIDII translations on transaction reporting, order keeping and clock synchronization (Corrected)
ESMA – Final draft RTS on the trading obligation for derivatives under MiFIR
MiFID II transitional transparency calculation
ESMA clarifies traded on a trading venue under MiFID II
Consumer Financial Services Action Plan: Better products and more choice for European consumers
ESMA issues implementing rules for package orders under MiFID II
ESMA writes to European Commission on MiFID II systematic internalisers operating broker crossing networks
ESMA revises MiFID standard on position reporting
ESMA issues briefing on transaction reporting requirements under MiFID II
Best Execution application to UCITS management companies
Best Execution under MiFID
MiFID I Directive 2004/39/EC
Financial Stability Board (FSB)
FSB sets out need for full implementation of agreed reforms and FSBs priorities for G20 presidency
FSB assesses implementation progress and effects of reforms
Report on progress in implementing the Sep 2014 recommendations
Final Report
